RTS28 - Execution Quality Reports

Directive 2014/65/EU on markets in financial instruments (MiFID II) requires investment firms who execute client orders to summarize and make public on an annual basis, for each class of financial instruments, the top five execution venues and the top five brokers, in terms of trading volumes where they executed client orders in the preceding year and information on the quality of execution obtained (art. 27.6). The first reports are required to be published latest by April 30 each year, addressing transactions executed during the preceding year. These reports are available below for downloading. 

More detailed information on content and format of the reports to be published is defined in the delegated regulation with regulatory technical standards for the annual publication by investment firms of information on the identity of execution venues and on the quality of execution (RTS 28). The technical format, chosen by SEB AB, is XML.

Delimitations

Due to technical limitations SEB will not be able to provide information about the proportion of aggressive and passive orders for the year of 2018.

Search and download reports

RTS28 reports for SEB AB and SEB S.A. (Luxembourg) can be searched and downloaded.

NOTE: SEB Kapitalförvaltning Finland Ab was merged with SEB AB in June 2018 and reports for the first half of 2018 can also be searched and downloaded. Transactions after the merger are included in the generation of the reports for SEB AB for 2018.